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Generating an AuditCard with the Compliance Module

Compliance BPR rules are written to find exceptions, which can then be examined by the relevant administrator or auditor to determine their validity in the context of the audited system. After determining and verifying Business Process rules in the selected Business policy files, click Test for Violations in the Business Policy Compliance Check window.

An AuditCard is generated.

The AuditCard provides a list of “suspected” violations of the policy-defined rules as applied to the specific configuration. The format of the Compliance AuditCard is similar to the format of the AuditCard generated by running pattern-based audit functions. However, there are differences.

Refer to the following table:

Name

Description

Status

The AuditCard provides a list of “suspected” violations of the Role Engineer -defined rules as applied to the specific configuration.

ID

An incremented number that shows the number of the suspected records within the “suspected” list generated in the Compliance AuditCard.

Date/Time

Date and time that the record was generated.

Audit Code

The Audit Code column lists the group and specific restriction of the record.

First Entity

The user detected by the Compliance module to whom the rule applies.

Second Entity

The left entity as recorded in the Compliance window.

Third Entity

The right entity as recorded in the Compliance window.

Score

Not relevant for Compliance AuditCard.

Description

Description of rule as recorded by the Role Engineer when rule was created.

More information:

Running Business Policy Compliance Checks